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# Content
1 \section{Overview and Strategy for Background Determination}
2 \label{sec:overview}
3
4 [THIS SECTION IS NOW MORE OR LESS OK. NEED TO FIX THE ``XX'' IN
5 FORWARD SECTION REFERENCES]
6
7 We are searching for a $t\bar{t}\chi^0\chi^0$ or $W b W \bar{b} \chi^0 \chi^0$ final state
8 (after top decay in the first mode, the final states are actually the same). So to first order
9 this is ``$t\bar{t} +$ extra \met''.
10
11 We work in the $\ell +$ jets final state, where the main background is $t\bar{t}$. We look for
12 \met\ inconsistent with $W \to \ell \nu$. We do this by concentrating on the $\ell \nu$ transverse
13 mass ($M_T$), since except for resolution effects, $M_T < M_W$ for $W \to \ell \nu$. Thus, the
14 initial analysis is simply a counting experiment in the tail of the $M_T$ distribution.
15
16 The event selection is one-and-only-one high \pt\ isolated lepton, four or more jets, and
17 some moderate \met\ cut. At least one of the jets has to be btagged to reduce $W+$ jets.
18 The event sample is then dominated by $t\bar{t}$, but there are also contributions from $W+$ jets,
19 single top, dibosons, as well as rare SM processes such as $ttW$.
20
21 % In order to be sensitive to $\widetilde{t}\widetilde{t}$ production, the background in the $M_T$
22 % tail has to be controlled at the level of 10\% or better. So this is (almost) a precision measurement.
23
24 The $t\bar{t}$ events in the $M_T$ tail can be broken up into two categories:
25 (i) $t\bar{t} \to \ell $+ jets and (ii) $t\bar{t} \to \ell^+ \ell^-$ where one of the two
26 leptons is not found by the second-lepton-veto (here the second lepton can be a hadronically
27 decaying $\tau$).
28 For a reasonable $M_T$ cut, say $M_T >$ 150 GeV, the dilepton background is of order 80\% of
29 the total. This is because in dileptons there are two neutrinos from $W$ decay, thus $M_T$
30 is not bounded by $M_W$. This is a very important point: while it is true that we are looking in
31 the tail of $M_T$, the bulk of the background events end up there not because of some exotic
32 \met\ reconstruction failure, but because of well understood physics processes. This means that
33 the background estimate can be taken from Monte Carlo (MC)
34 after carefully accounting for possible
35 data/MC differences.
36
37 In Section XX we will describe the analysis of various Control Regions
38 (CRs) that are used to test the Monte Carlo model and, if necessary,
39 to extract data/MC scale factors. In this section we give a
40 general description of the procedure. The details of how the
41 final background prediction is assembled are given in Section XX.
42
43 The search is performed in a number of signal regions defined
44 by minimum requirements on \met\ and $M_T$. These signal
45 regions are defined in Section XX.
46
47 % Sophisticated fully ``data driven'' techniques are not really needed.
48
49 One general point is that in order to minimize systematic uncertainties, the MC background
50 predictions are whenever possible normalized to the bulk of the $t\bar{t}$ data, ie, events passing all of the
51 requirements but with $M_T \approx 80$ GeV.
52 This (mostly) removes uncertainties
53 due to $\sigma(t\bar{t})$, lepton ID, trigger efficiency, luminosity, etc.
54
55 \subsection{$\ell +$ jets background}
56 \label{sec:ljbg-general}
57
58 The $\ell +$ jets background is dominated by
59 $t\bar{t} \to \ell $+ jets, but also includes some $W +$ jets as well as single top.
60 The MC input used in the background estimation
61 is the ratio of the number of events with $M_T$ in the signal region
62 to the number of events with $M_T \approx 80$ GeV.
63 This ratio is (possibly) corrected by a data/MC scale factor obtained
64 from a study of CRs, as outlined below.
65
66 Note that the ratio described above is actually different for
67 $t\bar{t}$/single top and $W +$ jets. This is because in $W$ events
68 there is a significant contribution to the $M_T$ tail from very off-shell
69 $W$.
70 This contribution is much smaller in top events because $M(\ell \nu)$
71 cannot excees $M_{top}-M_b$.
72
73 For $W +$ jets the ability of the Monte Carlo to model this ratio
74 ($R_{wjet}$) is tested in a sample of $\ell +$ jets enriched in
75 $W +$ jets by the application of a b-veto.
76 The equivalent ratio for top events ($R_{top}$) is validated in a sample of well
77 identified $Z \to \ell \ell$ with one lepton added to the \met\
78 calculation.
79 This sample is well suited to testing the resolution effects on
80 the $M_T$ tail, since off-shell effects are eliminated by the $Z$-mass
81 requirement.
82
83 Note that the fact that the ratios are different for
84 $t\bar{t}$/single top and $W +$ jets introduces a systematic
85 uncertainty in the background calculation because one needs
86 to know the relative fractions of these two components in
87 $M_T \approx 80$ GeV lepton $+$ jets sample.
88
89
90 \subsection{Dilepton background}
91 \label{sec:dil-general}
92
93 To suppress dilepton backgrounds, we veto events with an isolated track of \pt $>$ 10 GeV.
94 Being the common feature for electron, muon, and one-prong
95 tau decays, this veto is highly efficient for rejecting
96 $t\bar{t}$ to dilepton events. The remaining dilepton background can be classified into the following categories:
97
98 %The dilepton background can be broken up into many components depending
99 %on the characteristics of the 2nd (undetected) lepton
100 %\begin{itemize}
101 %\item 3-prong hadronic tau decay
102 %\item 1-prong hadronic tau decay
103 %\item $e$ or $\mu$ possibly from $\tau$ decay
104 %\end{itemize}
105 %We have currently no veto against 3-prong taus. For the other two categories, we explicitely
106 %veto events %with additional electrons and muons above 10 GeV , and we veto events
107 %with an isolated track of \pt\ $>$ 10 GeV. This rejects electrons and muons (either from $W\to e/\mu$ or
108 %$W\to \tau\to e/\mu$) and 1-prong tau decays.
109 %(it turns out that the explicit $e$ or $\mu$ veto is redundant with the isolated track veto).
110 %Therefore the latter two categories can be broken into
111 \begin{itemize}
112 \item lepton is out of acceptance $(|\eta| > 2.50)$
113 \item lepton has \pt\ $<$ 10 GeV, and is inside the acceptance
114 \item lepton has \pt\ $>$ 10 GeV, is inside the acceptance, but survives the additional isolated track veto
115 \end{itemize}
116
117 %Monte Carlo studies indicate that there is no dominant contribution: it is ``a little bit of this,
118 %and a little bit of that''.
119
120 The last category includes 3-prong tau decays as well as electrons and muons from W decay that fail the isolation requirement.
121 Monte Carlo studies indicate that these three components populate the $M_T$ tail in the proportions of roughly 6\%, 47\%, 47\%.
122 We note that at present we do not attempt to veto 3-prong tau decays as they are only 16\% of the total dilepton background according to the MC.
123
124 The high $M_T$ dilepton backgrounds come from MC, but their rate is normalized to the
125 $M_T \approx 80$ GeV peak. In order to perform this normalization in
126 data, the non-$t\bar{t}$ (eg, $W +$ jets)
127 events in the $M_T$ peak have to be subtracted off. This also introduces a systematic uncertainty.
128
129 There are two types of effects that can influence the MC dilepton prediction: physics effects
130 and instrumental effects. We discuss these next, starting from physics.
131
132 First of all, many of our $t\bar{t}$ MC samples (eg: MadGraph) have
133 BR$(W \to \ell \nu)=\frac{1}{9} = 0.1111$.
134 PDG says BR$(W \to \ell \nu) = 0.1080 \pm 0.0009$. This difference matters, so the $t\bar{t}$ MC
135 must be corrected to account for this.
136
137 Second, our selection is $\ell +$ 4 or more jets. A dilepton event passes the selection only if there are
138 two additional jets from ISR, or one jet from ISR and one jet which is reconstructed from the
139 unidentified lepton, {\it e.g.}, a three-prong tau. Therefore, all MC dilepton $t\bar{t}$ samples used
140 in the analysis must have their jet multiplicity corrected (if necessary) to agree with what is
141 seen in $t\bar{t}$ data. We use a data control sample of well identified dilepton events with
142 \met\ and at least two jets as a template to ``adjust'' the $N_{jet}$ distribution of the $t\bar{t} \to$
143 dileptons MC samples.
144
145 The final physics effect has to do with the modeling of $t\bar{t}$ production and decay. Different
146 MC models could in principle result in different BG predictions. Therefore we use several different
147 $t\bar{t}$ MC samples using different generators and different parameters, to test the stability
148 of the dilepton BG prediction. All these predictions, {\bf after} corrections for branching ratio
149 and $N_{jet}$ dependence, are compared to each other. The spread is a measure of the systematic
150 uncertainty associated with the $t\bar{t}$ generator modeling.
151
152 The main instrumental effect is associated with the efficiency of the isolated track veto.
153 We use tag-and-probe to compare the isolated track veto performance in $Z + 4$ jet data and
154 MC, and we extract corrections if necessary. Note that the performance of the isolated track veto
155 is not exactly the same on $e/\mu$ and on one prong hadronic tau decays. This is because
156 the pions from one-prong taus are often accompanied by $\pi^0$'s that can then result in extra
157 tracks due to phton conversions. We let the simulation take care of that.
158 Note that JES uncertainties are effectively ``calibrated away'' by the $N_{jet}$ rescaling described above.
159
160 %Similarly, at the moment
161 %we also let the simulation take care of the possibility of a hadronic tau ``disappearing'' in the
162 %detector due to nuclear interaction of the pion.
163
164 %The sample of events failing the last isolated track veto is an important control sample to
165 %check that we are doing the right thing.
166
167 \subsection{Other backgrounds}
168 \label{sec:other-general}
169 Other backgrounds are $tW$, $ttV$, dibosons, tribosons, Drell Yan.
170 These are small. They are taken from MC with appropriate scale
171 factors
172 for trigger efficiency, etc.
173
174
175 \subsection{Future improvements}
176 \label{sec:improvements-general}
177 Finally, there are possible improvements to this basic analysis strategy that can be added in the future:
178 \begin{itemize}
179 \item Move from counting experiment to shape analysis. But first, we need to get the counting
180 experiment under control.
181 \item Add an explicit three prong tau veto
182 \item Do something to require that three of the jets in the event be consistent with $t \to Wb, W \to q\bar{q}$.
183 %This could help rejecting some of the dilepton BG; however, it would also loose efficiency for
184 %the $\widetilde{t} \to b \chi^+$ mode
185 This could help reject some of the dilepton BG in the search for $\widetilde{t} \to t \chi^0$,
186 but is not applicable to the $\widetilde{t} \to b \chi^+$ search.
187 \item Consider the $M(\ell b)$ variable, which is not bounded by $M_{top}$ in $\widetilde{t} \to b \chi^+$
188 \end{itemize}