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# Line 2 | Line 2
2   \label{sec:datadriven}
3   We have developed two data-driven methods to
4   estimate the background in the signal region.
5 < The first one explouts the fact that
6 < \met and \met$/\sqrt{\rm SumJetPt}$ are nearly
5 > The first one exploits the fact that
6 > SumJetPt and \met$/\sqrt{\rm SumJetPt}$ are nearly
7   uncorrelated for the $t\bar{t}$ background
8   (Section~\ref{sec:abcd});  the second one
9   is based on the fact that in $t\bar{t}$ the
# Line 12 | Line 12 | nearly the same as the $P_T$ of the pair
12   from $W$-decays, which is reconstructed as \met in the
13   detector.
14  
15 < In 30 pb$^{-1}$ we expect $\approx$ 1 SM event in
16 < the signal region.  The expectations from the LMO
17 < and LM1 SUSY benchmark points are 15.1 and
18 < 6.0 events respectively. {\color{red} I took these
19 < numbers from the twiki, rescaling from 11.06 to 30/pb.
20 < They seem too large...are they really right?}
15 >
16 > %{\color{red} I took these
17 > %numbers from the twiki, rescaling from 11.06 to 30/pb.
18 > %They seem too large...are they really right?}
19  
20  
21   \subsection{ABCD method}
22   \label{sec:abcd}
23  
24 < We find that in $t\bar{t}$ events \met and
25 < \met$/\sqrt{\rm SumJetPt}$ are nearly uncorrelated.
26 < This is demonstrated in Figure~\ref{fig:uncor}.
24 > We find that in $t\bar{t}$ events SumJetPt and
25 > \met$/\sqrt{\rm SumJetPt}$ are nearly uncorrelated,
26 > as demonstrated in Figure~\ref{fig:uncor}.
27   Thus, we can use an ABCD method in the \met$/\sqrt{\rm SumJetPt}$ vs
28   sumJetPt plane to estimate the background in a data driven way.
29  
30 < \begin{figure}[tb]
30 > \begin{figure}[bht]
31   \begin{center}
32   \includegraphics[width=0.75\linewidth]{uncorrelated.pdf}
33   \caption{\label{fig:uncor}\protect Distributions of SumJetPt
# Line 38 | Line 36 | MET$/\sqrt{\rm SumJetPt}$.}
36   \end{center}
37   \end{figure}
38  
39 < \begin{figure}[bt]
39 > \begin{figure}[tb]
40   \begin{center}
41   \includegraphics[width=0.5\linewidth, angle=90]{abcdMC.pdf}
42 < \caption{\label{fig:abcdMC}\protect Distributions of SumJetPt
43 < vs. MET$/\sqrt{\rm SumJetPt}$ for SM Monte Carlo.  Here we also
46 < show our choice of ABCD regions. {\color{red} Derek, I
47 < do not know if this is SM or $t\bar{t}$ only.}}
42 > \caption{\label{fig:abcdMC}\protect Distributions of MET$/\sqrt{\rm SumJetPt}$ vs.
43 > SumJetPt for SM Monte Carlo.  Here we also show our choice of ABCD regions.}
44   \end{center}
45   \end{figure}
46  
# Line 53 | Line 49 | Our choice of ABCD regions is shown in F
49   The signal region is region D.  The expected number of events
50   in the four regions for the SM Monte Carlo, as well as the BG
51   prediction AC/B are given in Table~\ref{tab:abcdMC} for an integrated
52 < luminosity of 30 pb$^{-1}$.  The ABCD method is accurate
53 < to about 10\%. {\color{red} Avi wants some statement about stability
54 < wrt changes in regions.  I am not sure that we have done it and
55 < I am not sure it is necessary (Claudio).}
52 > luminosity of 35 pb$^{-1}$.  The ABCD method is accurate
53 > to about 20\%.
54 > %{\color{red} Avi wants some statement about stability
55 > %wrt changes in regions.  I am not sure that we have done it and
56 > %I am not sure it is necessary (Claudio).}
57  
58 < \begin{table}[htb]
58 > \begin{table}[ht]
59   \begin{center}
60   \caption{\label{tab:abcdMC} Expected SM Monte Carlo yields for
61 < 30 pb$^{-1}$ in the ABCD regions.}
62 < \begin{tabular}{|l|c|c|c|c||c|}
61 > 35 pb$^{-1}$ in the ABCD regions, as well as the predicted yield in
62 > the signal region given by A $\times$ C / B. Here `SM other' is the sum
63 > of non-dileptonic $t\bar{t}$ decays, $W^{\pm}$+jets, $W^+W^-$,
64 > $W^{\pm}Z^0$, $Z^0Z^0$ and single top.}
65 > \begin{tabular}{lccccc}
66 > \hline
67 >         sample                          &              A   &              B   &              C   &              D   &    A $\times$ C / B \\
68 > \hline
69 >
70 >
71 > \hline
72 > $t\bar{t}\rightarrow \ell^{+}\ell^{-}$   &           7.96   &          33.07   &           4.81   &           1.20   &           1.16  \\
73 > $Z^0 \rightarrow \ell^{+}\ell^{-}$       &           0.03   &           1.47   &           0.10   &           0.10   &           0.00  \\
74 >       SM other                          &           0.65   &           2.31   &           0.17   &           0.14   &           0.05  \\
75 > \hline
76 >    total SM MC                          &           8.63   &          36.85   &           5.07   &           1.43   &           1.19  \\
77   \hline
67 Sample   & A   & B    & C   & D   & AC/D \\ \hline
68 ttdil    & 6.9 & 28.6 & 4.2 & 1.0 & 1.0  \\
69 Zjets    & 0.0 & 1.3  & 0.1 & 0.1 & 0.0  \\
70 Other SM & 0.5 & 2.0  & 0.1 & 0.1 & 0.0  \\ \hline
71 total MC & 7.4 & 31.9 & 4.4 & 1.2 & 1.0 \\ \hline
78   \end{tabular}
79   \end{center}
80   \end{table}
# Line 89 | Line 95 | In practice one has to rescale the resul
95   to account for the fact that any dilepton selection must include a
96   moderate \met cut in order to reduce Drell Yan backgrounds.  This
97   is discussed in Section 5.3 of Reference~\cite{ref:ourvictory}; for a \met
98 < cut of 50 GeV, the rescaling factor is obtained from the data as
98 > cut of 50 GeV, the rescaling factor is obtained from the MC as
99  
100   \newcommand{\ptll} {\ensuremath{P_T(\ell\ell)}}
101   \begin{center}
# Line 98 | Line 104 | $ K = \frac{\int_0^{\infty} {\cal N}(\pt
104  
105  
106   Monte Carlo studies give values of $K$ that are typically between 1.5 and 1.6,
107 < depending on selection details.
107 > depending on selection details.  
108 > %%%TO BE REPLACED
109 > %Given the integrated luminosity of the
110 > %present dataset, the determination of $K$ in data is severely statistics
111 > %limited.  Thus, we take $K$ from $t\bar{t}$ Monte Carlo as
112 >
113 > %\begin{center}
114 > %$ K_{MC} = \frac{\int_0^{\infty} {\cal N}(\met)~~d\met~}{\int_{50}^{\infty} {\cal N}(\met)~~d\met~}$
115 > %\end{center}
116 >
117 > %\noindent {\color{red} For the 11 pb result we have used $K$ from data.}
118  
119   There are several effects that spoil the correspondance between \met and
120   $P_T(\ell\ell)$:
121   \begin{itemize}
122   \item $Ws$ in top events are polarized.  Neutrinos are emitted preferentially
123 < forward in the $W$ rest frame, thus the $P_T(\nu\nu)$ distribution is harder
123 > parallel to the $W$ velocity while charged leptons are emitted prefertially
124 > anti-parallel. Thus the $P_T(\nu\nu)$ distribution is harder
125   than the $P_T(\ell\ell)$ distribution for top dilepton events.
126   \item The lepton selections results in $P_T$ and $\eta$ cuts on the individual
127   leptons that have no simple correspondance to the neutrino requirements.
128   \item Similarly, the \met$>$50 GeV cut introduces an asymmetry between leptons and
129   neutrinos which is only partially compensated by the $K$ factor above.
130   \item The \met resolution is much worse than the dilepton $P_T$ resolution.
131 < When convoluted with a falling spectrum in the tails of \met, this result
131 > When convoluted with a falling spectrum in the tails of \met, this results
132   in a harder spectrum for \met than the original $P_T(\nu\nu)$.
133   \item The \met response in CMS is not exactly 1.  This causes a distortion
134   in the \met distribution that is not present in the $P_T(\ell\ell)$ distribution.
# Line 122 | Line 139 | of $P_T(\ell\ell)$ and $P_T(\nu\nu)$ do
139   sources.  These events can affect the background prediction.  Particularly
140   dangerous are high $P_T$ Drell Yan events that barely pass the \met$>$ 50
141   GeV selection.  They will tend to push the data-driven background prediction up.
142 + Therefore we estimate the number of DY events entering the background prediction
143 + using the $R_{out/in}$ method as described in Sec.~\ref{sec:othBG}.
144   \end{itemize}
145  
146   We have studied these effects in SM Monte Carlo, using a mixture of generator and
# Line 134 | Line 153 | The results are summarized in Table~\ref
153   \begin{center}
154   \caption{\label{tab:victorybad} Test of the data driven method in Monte Carlo
155   under different assumptions.  See text for details.}
156 < \begin{tabular}{|l|c|c|c|c|c|c|c|}
156 > \begin{tabular}{|l|c|c|c|c|c|c|c|c|}
157   \hline
158 < & True $t\bar{t}$ dilepton & $t\to W\to\tau$& other SM & GEN or  & Lepton $P_T$    & \met $>$ 50& obs/pred \\
159 < & included                 & included  & included & RECOSIM & and $\eta$ cuts &      &     \\ \hline
160 < 1&Y                        &     N     &   N      &  GEN    &   N             &   N  &       \\
161 < 2&Y                        &     N     &   N      &  GEN    &   Y             &   N  &   \\
162 < 3&Y                        &     N     &   N      &  GEN    &   Y             &   Y  &   \\
163 < 4&Y                        &     N     &   N      & RECOSIM &   Y             &   Y  &   \\
164 < 5&Y                        &     Y     &   N      & RECOSIM &   Y             &   Y  &   \\
165 < 6&Y                        &     Y     &   Y      & RECOSIM &   Y             &   Y  &   \\
158 > & True $t\bar{t}$ dilepton & $t\to W\to\tau$& other SM & GEN or  & Lepton $P_T$    & Z veto & \met $>$ 50& obs/pred \\
159 > & included                 & included       & included & RECOSIM & and $\eta$ cuts &        &            &  \\ \hline
160 > 1&Y                        &     N          &   N      &  GEN    &   N             &   N    & N          & 1.90  \\
161 > 2&Y                        &     N          &   N      &  GEN    &   Y             &   N    & N          & 1.64  \\
162 > 3&Y                        &     N          &   N      &  GEN    &   Y             &   Y    & N          & 1.59  \\
163 > 4&Y                        &     N          &   N      &  GEN    &   Y             &   Y    & Y          & 1.55  \\
164 > 5&Y                        &     N          &   N      & RECOSIM &   Y             &   Y    & Y          & 1.51  \\
165 > 6&Y                        &     Y          &   N      & RECOSIM &   Y             &   Y    & Y          & 1.58  \\
166 > 7&Y                        &     Y          &   Y      & RECOSIM &   Y             &   Y    & Y          & 1.38  \\
167 > %%%NOTE: updated value 1.18 -> 1.46 since 2/3 DY events have been removed by updated analysis selections,
168 > %%%dpt/pt cut and general lepton veto
169   \hline
170   \end{tabular}
171   \end{center}
# Line 155 | Line 177 | line of Table~\ref{tab:victorybad}, {\em
177   cuts.  We have verified that this effect is due to the polarization of
178   the $W$ (we remove the polarization by reweighting the events and we get
179   good agreement between prediction and observation).  The kinematical
180 < requirements (lines 2 and 3) do not have a significant additional effect.
181 < Going from GEN to RECOSIM there is a significant change in observed/predicted.  
182 < We have tracked this down to the fact that tcMET underestimates the true \met
183 < by $\approx 4\%$\footnote{We find that observed/predicted changes by roughly 0.1
184 < for each 1.5\% change in \met response.}.  Finally, contamination from non $t\bar{t}$
185 < events can have a significant impact on the BG prediction.  The changes between
186 < lines 5 and 6 of Table~\ref{tab:victorybad} is driven by only {\color{red} 3}
187 < Drell Yan events that pass the \met selection.
180 > requirements (lines 2,3,4) compensate somewhat for the effect of W polarization.
181 > Going from GEN to RECOSIM, the change in observed/predicted is small.  
182 > % We have tracked this down to the fact that tcMET underestimates the true \met
183 > % by $\approx 4\%$\footnote{We find that observed/predicted changes by roughly 0.1
184 > %for each 1.5\% change in \met response.}.  
185 > Finally, contamination from non $t\bar{t}$
186 > events can have a significant impact on the BG prediction.  
187 > %The changes between
188 > %lines 6 and 7 of Table~\ref{tab:victorybad} is driven by 3
189 > %Drell Yan events that pass the \met selection in Monte Carlo (thus the effect
190 > %is statistically not well quantified).
191  
192   An additional source of concern is that the CMS Madgraph $t\bar{t}$ MC does
193   not include effects of spin correlations between the two top quarks.  
194   We have studied this effect at the generator level using Alpgen.  We find
195 < that the bias is a the few percent level.
195 > that the bias is at the few percent level.
196 >
197 > %%%TO BE REPLACED
198 > %Based on the results of Table~\ref{tab:victorybad}, we conclude that the
199 > %naive data driven background estimate based on $P_T{(\ell\ell)}$ needs to
200 > %be corrected by a factor of {\color{red} $ K_{\rm{fudge}} =1.2 \pm 0.3$
201 > %(We still need to settle on thie exact value of this.
202 > %For the 11 pb analysis it is taken as =1.)} . The quoted
203 > %uncertainty is based on the stability of the Monte Carlo tests under
204 > %variations of event selections, choices of \met algorithm, etc.
205 > %For example, we find that observed/predicted changes by roughly 0.1
206 > %for each 1.5\% change in the average \met response.  
207  
208   Based on the results of Table~\ref{tab:victorybad}, we conclude that the
209 < naive data driven background estimate based on $P_T{\ell\ell)}$ needs to
210 < be corrected by a factor of {\color{red} $1.4 \pm 0.3$  (We need to
211 < decide what this number should be)}.  The quoted
212 < uncertainty is based on the stability of the Monte Carlo tests under
209 > naive data driven background estimate based on $P_T{(\ell\ell)}$ needs to
210 > be corrected by a factor of $ K_C = X \pm Y$.
211 > The value of this correction factor as well as the systematic uncertainty
212 > will be assessed using 38X ttbar madgraph MC. In the following we use
213 > $K_C = 1$ for simplicity. Based on previous MC studies we foresee a correction
214 > factor of $K_C \approx 1.2 - 1.5$, and we will assess an uncertainty
215 > based on the stability of the Monte Carlo tests under
216   variations of event selections, choices of \met algorithm, etc.
217 + For example, we find that observed/predicted changes by roughly 0.1
218 + for each 1.5\% change in the average \met response.
219 +
220  
221  
222   \subsection{Signal Contamination}
223   \label{sec:sigcont}
224  
225 < All data-driven methods are principle subject to signal contaminations
225 > All data-driven methods are in principle subject to signal contaminations
226   in the control regions, and the methods described in
227   Sections~\ref{sec:abcd} and~\ref{sec:victory} are not exceptions.
228   Signal contamination tends to dilute the significance of a signal
# Line 193 | Line 235 | adds redundancy because signal contamina
235   in the different control regions for the two methods.
236   For example, in the extreme case of a
237   new physics signal
238 < with $P_T(\ell \ell) = \met$, an excess of ev ents would be seen
238 > with $P_T(\ell \ell) = \met$, an excess of events would be seen
239   in the ABCD method but not in the $P_T(\ell \ell)$ method.
240  
241  
242   The LM points are benchmarks for SUSY analyses at CMS.  The effects
243   of signal contaminations for a couple such points are summarized
244 < in Table~\ref{tab:sigcontABCD} and~\ref{tab:sigcontPT}.
203 < Signal contamination is definitely an important
244 > in Table~\ref{tab:sigcont}. Signal contamination is definitely an important
245   effect for these two LM points, but it does not totally hide the
246   presence of the signal.
247  
248  
249   \begin{table}[htb]
250   \begin{center}
251 < \caption{\label{tab:sigcontABCD} Effects of signal contamination
252 < for the background predictions of the ABCD method including LM0 or
253 < LM1.  Results
254 < are normalized to 30 pb$^{-1}$.}
255 < \begin{tabular}{|c||c|c||c|c|}
215 < \hline
216 < SM         & LM0         & BG Prediction & LM1          & BG Prediction \\
217 < Background & Contribution& Including LM0 & Contribution & Including LM1  \\ \hline
218 < x          & x           & x             & x            & x \\
251 > \caption{\label{tab:sigcont} Effects of signal contamination
252 > for the two data-driven background estimates. The three columns give
253 > the expected yield in the signal region and the background estimates
254 > using the ABCD and $P_T(\ell \ell)$ methods. Results are normalized to 35~pb$^{-1}$.}
255 > \begin{tabular}{lccc}
256   \hline
257 < \end{tabular}
258 < \end{center}
259 < \end{table}
260 <
261 < \begin{table}[htb]
225 < \begin{center}
226 < \caption{\label{tab:sigcontPT} Effects of signal contamination
227 < for the background predictions of the $P_T(\ell\ell)$ method including LM0 or
228 < LM1.  Results
229 < are normalized to 30 pb$^{-1}$.}
230 < \begin{tabular}{|c||c|c||c|c|}
231 < \hline
232 < SM         & LM0         & BG Prediction & LM1          & BG Prediction \\
233 < Background & Contribution& Including LM0 & Contribution & Including LM1  \\ \hline
234 < x          & x           & x             & x            & x \\
257 >            &      Yield      &      ABCD    & $P_T(\ell \ell)$  \\
258 > \hline
259 > SM only     &      1.43       &      1.19    &             1.03  \\
260 > SM + LM0    &      7.90       &      4.23    &             2.35  \\
261 > SM + LM1    &      4.00       &      1.53    &             1.51  \\
262   \hline
263   \end{tabular}
264   \end{center}
265   \end{table}
266  
267 +
268 +
269 + %\begin{table}[htb]
270 + %\begin{center}
271 + %\caption{\label{tab:sigcontABCD} Effects of signal contamination
272 + %for the background predictions of the ABCD method including LM0 or
273 + %LM1.  Results
274 + %are normalized to 30 pb$^{-1}$.}
275 + %\begin{tabular}{|c|c||c|c||c|c|}
276 + %\hline
277 + %SM         & BG Prediction  & SM$+$LM0     & BG Prediction & SM$+$LM1     & BG Prediction \\
278 + %Background & SM Only        & Contribution & Including LM0 & Contribution & Including LM1  \\ \hline
279 + %1.2        & 1.0            & 6.8          & 3.7           & 3.4          & 1.3 \\
280 + %\hline
281 + %\end{tabular}
282 + %\end{center}
283 + %\end{table}
284 +
285 + %\begin{table}[htb]
286 + %\begin{center}
287 + %\caption{\label{tab:sigcontPT} Effects of signal contamination
288 + %for the background predictions of the $P_T(\ell\ell)$ method including LM0 or
289 + %LM1.  Results
290 + %are normalized to 30 pb$^{-1}$.}
291 + %\begin{tabular}{|c|c||c|c||c|c|}
292 + %\hline
293 + %SM         & BG Prediction  & SM$+$LM0     & BG Prediction & SM$+$LM1     & BG Prediction \\
294 + %Background & SM Only        & Contribution & Including LM0 & Contribution & Including LM1  \\ \hline
295 + %1.2        & 1.0            & 6.8          & 2.2           & 3.4          & 1.5 \\
296 + %\hline
297 + %\end{tabular}
298 + %\end{center}
299 + %\end{table}
300 +

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