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1 \section{Limit on new physics}
2 \label{sec:limit}
3
4 %{\bf \color{red} The numbers in this Section need to be double checked.}
5
6 \subsection{Limit on number of events}
7 \label{sec:limnumevents}
8 As discussed in Section~\ref{sec:results}, we see one event
9 in the signal region, defined as SumJetPt$>$300 GeV and
10 \met/$\sqrt{\rm SumJetPt}>8.5$ GeV$^{\frac{1}{2}}$.
11
12 The background prediction from the SM Monte Carlo is 1.3 events.
13 %, where the uncertainty comes from
14 %the jet energy scale (30\%, see Section~\ref{sec:systematics}),
15 %the luminosity (10\%), and the lepton/trigger
16 %efficiency (10\%)\footnote{Other uncertainties associated with
17 %the modeling of $t\bar{t}$ in MadGraph have not been evaluated.
18 %The uncertainty on $pp \to \sigma(t\bar{t})$ is also not included.}.
19 The data driven background predictions from the ABCD method
20 and the $P_T(\ell\ell)$ method are $1.3 \pm 0.8({\rm stat}) \pm 0.3({\rm syst})$
21 and $2.1 \pm 2.1({\rm stat}) \pm 0.6({\rm syst})$, respectively.
22
23 These three predictions are in good agreement with each other
24 and with the observation of one event in the signal region.
25 We calculate a Bayesian 95\% CL upper limit\cite{ref:bayes.f}
26 on the number of non SM events in the signal region to be 4.1.
27 We have also calculated this limit using
28 % a profile likelihood method
29 % as implemented in
30 the cl95cms software\cite{ref:cl95cms},
31 and we also find 4.1. (This is not surprising, since cl95cms
32 also gives baysean upper limits with a flat prior).
33 These limits were calculated using a background prediction of $N_{BG} = 1.4 \pm 0.8$
34 events, the error-weighted average of the ABCD and $P_T(\ell\ell)$ background
35 predictions. The upper limit is not very sensitive to the choice of
36 $N_{BG}$ and its uncertainty.
37
38 To get a feeling for the sensitivity of this search to some
39 popular SUSY models, we remind the reader of the number of expected
40 LM0 and LM1 events from Table~\ref{tab:sigcont}: $8.6 \pm 1.6$
41 events and $3.6 \pm 0.5$ events respectively, where the uncertainties
42 are from energy scale (Section~\ref{sec:systematics}), luminosity,
43 and lepton efficiency.
44
45
46 \subsection{Outreach}
47 \label{sec:outreach}
48 Conveying additional useful information about the results of
49 a generic ``signature-based'' search such as the one described
50 in this note is a difficult issue.
51 Here we attempt to present our result in the most general
52 way.
53
54 Models of new physics in the dilepton final state
55 can be confronted in an approximate way by simple
56 generator-level studies that
57 compare the expected number of events in 34.0~pb$^{-1}$
58 with our upper limit of 4.1 events. The key ingredients
59 of such studies are the kinematical cuts described
60 in this note, the lepton efficiencies, and the detector
61 responses for SumJetPt and \met/$\sqrt{\rm SumJetPt}$.
62 The muon identification efficiency is $\approx 95\%$;
63 the electron identification efficiency varies from $\approx$ 63\% at
64 $P_T = 10$ GeV to 91\% for $P_T > 30$ GeV. The isolation
65 efficiency in top events varies from $\approx 83\%$ (muons)
66 and $\approx 89\%$ (electrons) at $P_T=10$ GeV to
67 $\approx 95\%$ for $P_T>60$ GeV.
68 %{\bf \color{red} The following numbers were derived from Fall 10 samples. }
69 The average detector
70 responses for SumJetPt and $\met/\sqrt{\rm SumJetPt}$ are
71 $1.02 \pm 0.05$ and $0.94 \pm 0.05$ respectively, where
72 the uncertainties are from the jet energy scale uncertainty.
73 The experimental resolutions on these quantities are 11\% and
74 16\% respectively.
75
76 To justify the statements in the previous paragraph
77 about the detector responses, we plot
78 in Figure~\ref{fig:response} the average response for
79 SumJetPt and \met/$\sqrt{\rm SumJetPt}$ in MC, as well as the
80 efficiency for the cuts on these quantities used in defining the
81 signal region.
82 % (SumJetPt $>$ 300 GeV and \met/$\sqrt{\rm SumJetPt} > 8.5$
83 % Gev$^{\frac{1}{2}}$).
84 %{\bf \color{red} The following numbers were derived from Fall10 samples }
85 We find that the average SumJetPt response
86 in the Monte Carlo is about 1.02, with an RMS of order 11\% while
87 the response of \met/$\sqrt{\rm SumJetPt}$ is approximately 0.94 with an
88 RMS of 16\%.
89
90 %Using this information as well as the kinematical
91 %cuts described in Section~\ref{sec:eventSel} and the lepton efficiencies
92 %of Figures~\ref{fig:effttbar}, one should be able to confront
93 %any existing or future model via a relatively simple generator
94 %level study by comparing the expected number of events in 35 pb$^{-1}$
95 %with our upper limit of 4.1 events.
96
97 \begin{figure}[tbh]
98 \begin{center}
99 \includegraphics[width=\linewidth]{selectionEffDec10.png}
100 \caption{\label{fig:response} Left plots: the efficiencies
101 as a function of the true quantities for the SumJetPt (top) and
102 tcMET/$\sqrt{\rm SumJetPt}$ (bottom) requirements for the signal
103 region as a function of their true values. The value of the
104 cuts is indicated by the vertical line.
105 Right plots: The average response and its RMS for the SumJetPt
106 (top) and tcMET/$\sqrt{\rm SumJetPt}$ (bottom) measurements.
107 The response is defined as the ratio of the reconstructed quantity
108 to the true quantity in MC. These plots are done using the LM0
109 Monte Carlo, but they are not expected to depend strongly on
110 the underlying physics.
111 %{\bf \color{red} These plots were made with Fall10 samples. }
112 }
113 \end{center}
114 \end{figure}
115
116
117
118 %%% Nominal
119 % -----------------------------------------
120 % observed events 1
121 % relative error on acceptance 0.000
122 % expected background 1.400
123 % absolute error on background 0.770
124 % desired confidence level 0.95
125 % integration upper limit 30.00
126 % integration step size 0.0100
127 % -----------------------------------------
128 % Are the above correct? y
129 % 1 16.685 0.29375E-06
130 %
131 % limit: less than 4.112 signal events
132
133
134
135 %%% Add 20% acceptance uncertainty based on LM0
136 % -----------------------------------------
137 % observed events 1
138 % relative error on acceptance 0.200
139 % expected background 1.400
140 % absolute error on background 0.770
141 % desired confidence level 0.95
142 % integration upper limit 30.00
143 % integration step size 0.0100
144 % -----------------------------------------
145 % Are the above correct? y
146 % 1 29.995 0.50457E-06
147 %
148 % limit: less than 4.689 signal events
149
150
151 \subsection{mSUGRA scan}
152 \label{sec:mSUGRA}
153 We also perform a scan of the mSUGRA parameter space, as recomended
154 by the SUSY group convenors\cite{ref:scan}.
155 The goal of the scan is to determine an exclusion region in the
156 $m_0$ vs. $m_{1/2}$ plane for
157 $\tan\beta=3$,
158 sign of $\mu = +$, and $A_{0}=0$~GeV. This scan is based on events
159 generated with FastSim.
160
161 The first order of business is to verify that results using
162 Fastsim and Fullsim are compatible. To this end we compare the
163 expected yield for the LM1 point in FullSim (3.56 $\pm$ 0.06) and
164 FastSim (3.29 $\pm$ 0.27), where the uncertainties are statistical only.
165 These two numbers are in agreement, which gives us confidence in
166 using FastSim for this study.
167
168 The FastSim events are generated with different values of $m_0$
169 and $m_{1/2}$ in steps of 10 GeV. For each point in the
170 $m_0$ vs. $m_{1/2}$ plane, we compute the expected number of
171 events at NLO. We then also calculate an upper limit $N_{UL}$
172 using cl95cms at each point using the following inputs:
173 \begin{itemize}
174 \item Number of BG events = 1.40 $\pm$ 0.77
175 \item Luminosity uncertainty = 11\%
176 \item The acceptance uncertainty is calculated at each point
177 as the quadrature sum of
178 \begin{itemize}
179 \item The uncertainty due to JES for that point, as calculated
180 using the method described in Section~\ref{sec:systematics}
181 \item A 5\% uncertainty due to lepton efficiencies
182 \item An uncertaity on the NLO cross-section obtained by varying the
183 factorization and renormalization scale by a factor of two\cite{ref:sanjay}.
184 \item The PDF uncertainty on the product of cross-section and acceptance
185 calculated using the method of Reference~\cite{ref:pdf}.
186 \end{itemize}
187 \item We use the ``log-normal'' model for the nuisance parameters
188 in cl95cms
189 \end{itemize}
190
191 An mSUGRA point is excluded if the resulting $N_{UL}$ is smaller
192 than the expected number of events. Because of the quantization
193 of the available MC points in the $m_0$ vs $m_{1/2}$ plane, the
194 boundaries of the excluded region are also quantized. We smooth
195 the boundaries using the method recommended by the SUSY
196 group\cite{ref:smooth}. In addition, we show a limit
197 curve based on the LO cross-section, as well as the
198 ``expected'' limit curve. The expected limit curve is
199 calculated using the CLA function also available in cl95cms.
200 Cross-section uncertainties due to variations of the factorization
201 and renormalization scale are not included for the LO curve.
202 The results are shown in Figure~\ref{fig:msugra}
203
204
205 \begin{figure}[tbh]
206 \begin{center}
207 \includegraphics[width=\linewidth]{exclusion_noPDF.pdf}
208 \caption{\label{fig:msugra}\protect Exclusion curves in the mSUGRA parameter space,
209 assuming $\tan\beta=3$, sign of $\mu = +$ and $A_{0}=0$~GeVs. THIS IS STILL MISSING
210 THE PDF UNCERTAINTIES. WE ALSO WANT TO IMPROVE THE SMOOTHING PROCEDURE.}
211 \end{center}
212 \end{figure}
213
214
215 \subsubsection{Check of the nuisance parameter models}
216 We repeat the procedure outlined above but changing the
217 lognormal nuisance parameter model to a gaussian or
218 gamma-function model. The results are shown in
219 Figure~\ref{fig:nuisance}. (In this case,
220 to avoid smoothing artifacts, we
221 show the raw results, without smoothing).
222
223 \begin{figure}[tbh]
224 \begin{center}
225 \includegraphics[width=0.5\linewidth]{nuissance.png}
226 \caption{\label{fig:nuisance}\protect Exclusion curves in the
227 mSUGRA parameter space,
228 assuming $\tan\beta=3$, sign of $\mu = +$ and $A_{0}=0$~GeVs
229 using different models for the nuisance parameters.
230 PDF UNCERTAINTOES ARE NOT INCLUDED.}
231 \end{center}
232 \end{figure}
233
234 We find that the set of excluded points is identical for the
235 lognormal and gamma models. There are small differences for the
236 gaussian model. Following the recommendation of Reference~\cite{ref:cousins},
237 we use the lognormal nuisance parameter model.
238
239
240 \clearpage
241
242
243 \subsubsection{Effect of signal contamination}
244 \label{sec:contlimit}
245 Signal contamination could affect the limit by inflating the
246 background expectation. In our case we see no evidence of signal
247 contamination, within statistics.
248 The yields in the control regions
249 $A$, $B$, and $C$ (Table~\ref{tab:datayield}) are just
250 as expected in the SM, and the check
251 of the $P_T(\ell \ell)$ method in the control region is
252 also consistent with expectations (Table~\ref{tab:victory}).
253 Since we have two data driven methods, with different
254 signal contamination issues, giving consistent
255 results that are in agreement with the SM, we
256 argue for not making any correction to our procedure
257 because of signal contamination. In some sense this would
258 be equivalent to using the SM background prediction, and using
259 the data driven methods as confirmations of that prediction.
260
261 Nevertheless, here we explore the possible effect of
262 signal contamination. The procedure suggested to us
263 is the following:
264 \begin{itemize}
265 \item At each point in mSUGRA space we modify the
266 ABCD background prediction from $A_D \cdot C_D/B_D$ to
267 $(A_D-A_S) \cdot (C_D-C_S) / (B_D - B_S)$, where the
268 subscripts $D$ and $S$ referes to the number of observed data
269 events and expected SUSY events, respectively, in a given region.
270 \item Similarly, at each point in mSugra space we modify the
271 $P_T(\ell\ell)$ background prediction from
272 $K \cdot K_C \cdot D'_D$ to $K \cdot K_C \cdot (D'_D - D'_S)$,
273 where the subscript $D$ and $S$ are defined as above.
274 \item At each point in mSUGRA space we recalculate $N_{UL}$
275 using the weighted average of the modified $ABCD$ and
276 $P_T(\ell\ell)$ method predictions.
277 \end{itemize}
278
279 \noindent This procedure results in a reduced background prediction,
280 and therefore a less stringent $N_{UL}$.
281
282 Note, however, that in some cases this procedure is
283 nonsensical. For example, take LM0 as a SUSY
284 point. In region $C$ we have a SM prediction of 5.1
285 events and $C_D = 4$ in agreement with the Standard Model,
286 see Table~\ref{tab:datayield}. From the LM0 Monte Carlo,
287 we find $C_S = 8.6$ events. Thus, including information
288 on $C_D$ and $C_S$ should {\bf strengthen} the limit, since there
289 is clearly a deficit of events in the $C$ region in the
290 LM0 hypothesis. Instead, we now get a negative ABCD
291 BG prediction (which is nonsense, so we set it to zero),
292 and therefore a weaker limit.
293
294 \begin{figure}[tbh]
295 \begin{center}
296 \includegraphics[width=0.5\linewidth]{sigcont.png}
297 \caption{\label{fig:sigcont}\protect Exclusion curves in the
298 mSUGRA parameter space,
299 assuming $\tan\beta=3$, sign of $\mu = +$ and $A_{0}=0$~GeVs
300 with and without the effects of signal contamination.
301 PDF UNCERTAINTIES ARE NOT INCLUDED.}
302 \end{center}
303 \end{figure}
304
305 Despite these reservations, we follow the procedure suggested
306 to us. A comparison of the exclusion region with and without
307 the signal contamination is shown in Figure~\ref{fig:sigcont}
308 (with no smoothing). The effect of signal contamination is
309 small.
310
311 \subsubsection{mSUGRA scans with different values of tan$\beta$}
312 \label{sec:tanbetascan}
313
314 For completeness, we also show the exclusion regions calculated
315 using $\tan\beta = 10$ (Figure~\ref{fig:msugratb10}).
316
317 \begin{figure}[tbh]
318 \begin{center}
319 \includegraphics[width=\linewidth]{exclusion_tanbeta10.pdf}
320 \caption{\label{fig:msugratb10}\protect Exclusion curves in the mSUGRA parameter space,
321 assuming $\tan\beta=10$, sign of $\mu = +$ and $A_{0}=0$~GeVs. THIS IS STILL MISSING
322 THE PDF UNCERTAINTIES. WE ALSO WANT TO IMPROVE THE SMOOTHING PROCEDURE.}
323 \end{center}
324 \end{figure}
325
326
327
328
329
330